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Compliance Officer - Investment Guidelines and Restrictions
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Legend Global Search, Inc...
Gehalt: $70K - $90K
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USA-NY-New York City |
29 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
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Compliance Associate
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Street Advisor Group
Gehalt: Very Competitive
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USA-NY-New York City |
29 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
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Compliance Manager
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Legend Global Search, Inc...
Gehalt: $140 + 20% Bonus
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USA-NY-New York City |
27 Aug |
| Compliance Manager - Banking, IT |
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Sr. Compliance Officer, Risk Management and Training Development (R5224)
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Barker & Gilmore, LLC
Gehalt: Base & Bonus
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USA-NY-New York City |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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Senior Compliance Analyst
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Nicht veröffentlicht
Gehalt: Commensurate with experie...
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USA-NY-New York City |
27 Aug |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
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Audit and Transaction Services - USA!
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Global Ambition
Gehalt: EUR70000 - EUR120000 per...
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USA-NY-New York City |
27 Aug |
| Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th... |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Gehalt: DOE
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USA-NY-New York City |
26 Aug |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Equities Trade Compliance Officer
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Michael Page
Gehalt: 100,000 - 150,000
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USA-NY-New York City |
25 Aug |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Junior Compliance Officer
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Nicht veröffentlicht
Gehalt: 80,000 - 150,000
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USA-NY-New York City |
25 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Deputy Compliance Officer
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Nicht veröffentlicht
Gehalt: 200,000 - 400,000
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USA-NY-New York City |
25 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Enterprise Account Document Manager
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Michael Page
Gehalt: 200,000 - 500,000
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USA-NY-New York City |
25 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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Asset Management Compliance Officer
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Michael Page
Gehalt: 100,000 - 150,000
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USA-NY-New York City |
25 Aug |
| York City Asset Manager is looking to add mid level compliance officer with 4-6 years plus handling Investment Advisor compl... |
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Manager of Compliance Control Room
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Nicht veröffentlicht
Gehalt: $130,000 - $230,000
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USA-NY-New York City |
25 Aug |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
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Chief Compliance Officer
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Nicht veröffentlicht
Gehalt: 250,000 - 600,000
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USA-NY-New York City |
25 Aug |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Hedge Fund Compliance Associates
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Nicht veröffentlicht
Gehalt: Up to $200,000 all in
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USA-NY-New York City |
25 Aug |
| Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Gehalt: competitive/ DOE
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USA-NY-New York City |
25 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Regional Branch Compliance Manager
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Nicht veröffentlicht
Gehalt: 85-100k plus bonus
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USA-NY-New York City |
24 Aug |
| Regional Branch Compliance Manager |
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Mortgage Executive CCO/JD
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Michael Page
Gehalt: 500,000 - 1,500,000
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USA-NY-New York City |
20 Aug |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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Vice President (VP) Compliance
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Nicht veröffentlicht
Gehalt: $110,000 - $150,000
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USA-NY-New York City |
20 Aug |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Senior Compliance Officer
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Michael Page
Gehalt: 150,000 - 250,000
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USA-NY-New York City |
20 Aug |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Gehalt: Excellent Base & Bonus
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USA-NY-New York City |
18 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Compliance Manager
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Nicht veröffentlicht
Gehalt: Base salary, bonus and be...
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USA-NY-New York City |
15 Aug |
| Our client seeks a Compliance Manager:
This role will report directly to the Chief Compliance Officer within the Legal and... |
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Hedge Fund Paralegal / Compliance Associate
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Nicht veröffentlicht
Gehalt: Base salary, bonus and be...
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USA-NY-New York City |
13 Aug |
| Our client, a well known hedge fund with around 4 billion under management is seeking to grow their compliance group with a d... |
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Sr. Compliance Officer
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Nicht veröffentlicht
Gehalt: base plus bonus
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USA-NY-New York City |
08 Aug |
| We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Company and/or Inves... |
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Compliance Associate - Hedge Fund
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Nicht veröffentlicht
Gehalt: 80-120K plus bonus
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USA-NY-New York City |
04 Aug |
| COMPLIANCE ASSOCIATE
MULTI-BILLION DOLLAR INVESTMENT FIRM
DOWNTOWN NEW YORK, NY
Our compliance associates assist with th... |
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Compliance Legal Analyst
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Bloomberg (USA)
Gehalt: Competitive Salary
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USA-NY-New York City |
30 Jul |
| Bloomberg is the leading global provider of financial data, news and analytics. |
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Securities Business Auditor
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Goldman Sachs
Gehalt: N/A
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USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Mandatory Corporate Actions Associate
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Morgan Stanley
Gehalt: not disclosed
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USA-NJ-Jersey City |
29 Aug |
| See job description below |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Gehalt: not disclosed
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USA-CT-Greenwich |
29 Aug |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Gehalt: not disclosed
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USA-NY-White Plains |
29 Aug |
| See job description below |
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